招商证券

600999.SH

Wind Industry: 金融 > 非银金融 > 资本市场 > 投资银行业与经纪业

公司是具有百年历史的招商局集团旗下的证券公司，传承了招商局集团长期积淀的创新精神、市场化管理理念、国际化运营模式及稳健经营的风格，经过三十余年的发展，已成为国内拥有证券市场业务全牌照的一流券商。公司具有稳定持续的盈利能力、科学合理的风险管理架构、全面专业的服务能力。拥有多层次客户服务渠道，在中国境内设有分公司、营业部，同时在中国香港、韩国设有子公司；全资控股国际有限公司、期货有限公司、资产管理有限公司、致远资本投资有限公司、证券投资有限公司，参股基金管理有限公司、基金管理有限公司，构建起国内国际业务一体化的综合证券服务平台。公司以“服务国家科技自立自强、助力社会财富保值增值”为使命，恪守“家国情怀，时代担当；励新图强，敦行致远”的核心价值观，致力于建设“特色鲜明、创新引领、质量第一、贡献卓越的中国领先投资银行”。我们将以卓越的金融服务实现客户价值增长，推动证券行业进步，努力成为客户信赖、员工自豪、股东满意、社会尊重的优秀企业。

ESG Score Industry Ranking:
7 / 134 (资本市场)

ESG Rating Distribution(资本市场)

AAA

6.72%

16.42%

18.66%

BBB

44.78%

9.70%

2.24%

CCC

Trend of Rating

About Wind ESG Rating

Wind has developed a rigorous rating methodology based on the core connotations of ESG, aligning with international standards and frameworks, and incorporating the characteristics of Chinese companies, to assess the company's essential ESG performance, risk and its ability to operate sustainably.

Focusing on the ESG risks and opportunities of each industry, the companies are rated on a AAA-CCC scale relative to the performance of their industry peers. Wind ESG rating is updated annually or in response to major changes.

The Wind ESG Rating Issuer Communication Platform (esg.wind.com.cn) is now available. Rated companies can access their detailed rating information through this platform, and communicate with or provide feedback to the Wind ESG Rating team regarding specific rating components. For any additional questions, please feel free to send an email to GR.ESG@wind.com.cn.

ESG Score

ESG Score：8.07Updated on 2026-10-29

08.0710

Management & Practices Score：5.17Updated on 2026-10-09

05.177

Controversies Score：2.90Updated on 2026-10-29

02.903

ESG Score Comparison

Indicator	Company Score	Industry Average	Weight
Environmental	7.49	3.01	19.86%
Social	7.07	3.86	49.47%
Governance	7.80	6.27	30.68%

Wind ESG Rating Framework

Building on the foundation of domestic and international ESG policies and standards, our proprietary ESG rating framework considers the development of Chinese capital market and integrates the characteristics of the Chinese companies in various industries. The Wind ESG Rating framework is composed of management & practice and controversies assessment, including:

500+ management & practices indicators, covering E, S and G pillars, reflecting long-term ESG fundamental impacts
1,200+ risk labels, covering news, regulatory penalties and lawsuits, reflecting impact of short-term risks

Management & practice score is the weighted summation of E, S and G pillar scores. The weights reflect both the relative impact of each issue within each industry and the negative or positive contribution of each industry to the environment and society relative to other industries.

Controversies score and ESG score are updated daily, E, S and G pillar scores and management & practice score are updated with underlying data, corresponding data are released on various channels, including Wind Financial Terminal.

Explore More

Wind ESG Rating Methodology.pdf1,198KB Wind ESG Ratings FAQs.pdf755KB

More Details

Peer Comparison(134 companies in the industry) ?

Ranking	Code	Security Name	ESG Rating	ESG Score	Controversies Score	Management & Practices Score	Environmental	Social	Governance
1	600369.SH	西南证券	AA	8.60	2.87	5.73	7.82	8.24	8.36
2	000166.SZ	申万宏源	AA	8.52	3.00	5.52	7.45	7.77	8.38
3	601211.SH	国泰海通	AA	8.29	2.71	5.58	8.15	7.60	8.45
4	600958.SH	东方证券	AA	8.11	2.95	5.16	7.37	7.23	7.58
5	600918.SH	中泰证券	AA	8.09	2.81	5.28	7.91	7.43	7.46
5	601688.SH	华泰证券	AA	8.09	2.92	5.17	7.38	7.15	7.79
7	600999.SH	招商证券	AA	8.07	2.90	5.17	7.49	7.07	7.80
8	600909.SH	华安证券	AA	8.03	2.63	5.40	7.16	7.79	7.93
9	600109.SH	国金证券	A	7.94	2.92	5.03	5.94	7.08	8.15
10	600927.SH	永安期货	A	7.93	2.95	4.98	6.50	7.02	7.69