华安证券

600909.SH

Wind Industry: 金融 > 非银金融 > 资本市场 > 投资银行业与经纪业

公司主要从事证券经纪、证券投资咨询、与证券交易和证券投资活动有关的财务顾问、证券承销与保荐、证券自营、证券资产管理、融资融券、代销金融产品、证券投资基金代销、为期货公司提供中间介绍业务等业务。业务主要立足安徽，辐射全国，营业网点遍布安徽省各地级市以及70%以上县城，并在北京、上海、深圳和广州等主要城市设有家营业部以及投资银行、证券投资、资产管理、固定收益等业务部门。客户结构以中小散户为主，拥有一百多家证券营业部。近年来，公司抢抓市场机遇，坚持规范经营，深化内部改革和管理创新，做实传统业务和布局创新领域并重，在保持各项传统业务良好发展势头基础上，先后还取得直接投资业务资格、融资融券业务和中小企业私募债业务等资格。

ESG Score Industry Ranking:
8 / 134 (资本市场)

ESG Rating Distribution(资本市场)

AAA

6.72%

16.42%

18.66%

BBB

44.78%

9.70%

2.24%

CCC

Trend of Rating

About Wind ESG Rating

Wind has developed a rigorous rating methodology based on the core connotations of ESG, aligning with international standards and frameworks, and incorporating the characteristics of Chinese companies, to assess the company's essential ESG performance, risk and its ability to operate sustainably.

Focusing on the ESG risks and opportunities of each industry, the companies are rated on a AAA-CCC scale relative to the performance of their industry peers. Wind ESG rating is updated annually or in response to major changes.

The Wind ESG Rating Issuer Communication Platform (esg.wind.com.cn) is now available. Rated companies can access their detailed rating information through this platform, and communicate with or provide feedback to the Wind ESG Rating team regarding specific rating components. For any additional questions, please feel free to send an email to GR.ESG@wind.com.cn.

ESG Score

ESG Score：8.03Updated on 2026-10-29

08.0310

Management & Practices Score：5.40Updated on 2026-09-18

05.407

Controversies Score：2.63Updated on 2026-10-29

02.633

ESG Score Comparison

Indicator	Company Score	Industry Average	Weight
Environmental	7.16	3.01	19.86%
Social	7.79	3.86	49.47%
Governance	7.93	6.27	30.68%

Wind ESG Rating Framework

Building on the foundation of domestic and international ESG policies and standards, our proprietary ESG rating framework considers the development of Chinese capital market and integrates the characteristics of the Chinese companies in various industries. The Wind ESG Rating framework is composed of management & practice and controversies assessment, including:

500+ management & practices indicators, covering E, S and G pillars, reflecting long-term ESG fundamental impacts
1,200+ risk labels, covering news, regulatory penalties and lawsuits, reflecting impact of short-term risks

Management & practice score is the weighted summation of E, S and G pillar scores. The weights reflect both the relative impact of each issue within each industry and the negative or positive contribution of each industry to the environment and society relative to other industries.

Controversies score and ESG score are updated daily, E, S and G pillar scores and management & practice score are updated with underlying data, corresponding data are released on various channels, including Wind Financial Terminal.

Explore More

Wind ESG Rating Methodology.pdf1,198KB Wind ESG Ratings FAQs.pdf755KB

More Details

Peer Comparison(134 companies in the industry) ?

Ranking	Code	Security Name	ESG Rating	ESG Score	Controversies Score	Management & Practices Score	Environmental	Social	Governance
1	600369.SH	西南证券	AA	8.60	2.87	5.73	7.82	8.24	8.36
2	000166.SZ	申万宏源	AA	8.52	3.00	5.52	7.45	7.77	8.38
3	601211.SH	国泰海通	AA	8.29	2.71	5.58	8.15	7.60	8.45
4	600958.SH	东方证券	AA	8.11	2.95	5.16	7.37	7.23	7.58
5	600918.SH	中泰证券	AA	8.09	2.81	5.28	7.91	7.43	7.46
5	601688.SH	华泰证券	AA	8.09	2.92	5.17	7.38	7.15	7.79
7	600999.SH	招商证券	AA	8.07	2.90	5.17	7.49	7.07	7.80
8	600909.SH	华安证券	AA	8.03	2.63	5.40	7.16	7.79	7.93
9	600109.SH	国金证券	A	7.94	2.92	5.03	5.94	7.08	8.15
10	600927.SH	永安期货	A	7.93	2.95	4.98	6.50	7.02	7.69