西南证券

600369.SH

Wind Industry: 金融 > 非银金融 > 资本市场 > 投资银行业与经纪业

公司成立于1999年，是唯一一家注册地在重庆的全国综合性证券公司，也是重庆第一家上市金融机构。1999年12月28日，原重庆有价证券公司、原重庆国际信托投资有限公司证券部、原重庆市证券公司和原重庆证券登记有限责任公司联合其他股东共同发起成立西南证券有限责任公司；2009年，西南证券有限责任公司通过重庆长江水运股份有限公司重大资产重组及吸收合并在上海证券交易所上市，更名为西南证券股份有限公司。公司经营范围为证券经纪；证券投资咨询；与证券交易、证券投资活动有关的财务顾问；证券承销与保荐；证券自营；证券资产管理，融资融券；证券投资基金代销；代销金融产品，为期货公司提供中间介绍业务；股票期权做市等。公司现有员工2400余名，内设财富管理、投资银行、证券投资、资产管理4个事业部以及北京管理部、上海管理部，在全国有106家分支机构，营业网点实现了国内省份除海南、西藏、青海外的全覆盖并已布局重庆市所有区县。公司拥有西证创新投资有限公司、西证股权投资有限公司、西证国际投资有限公司等全资子企业以及银华基金管理股份有限公司、重庆股权服务集团有限责任公司、西证国际证券股份有限公司等参股控股公司。未来，西南证券将认真落实中央金融工作会议精神，继续秉承“诚信稳健求精创新”的经营理念，“用心创造价值，专业成就梦想”，聚焦主责主业，服务实体经济、防控金融风险、深化金融改革，切实履行国有企业和上市券商的责任，致力于成为具备一流创新意识、业务能力和管理水平的综合金融服务商，以一流综合金融服务，助力成渝地区双城经济圈建设等国家重大战略，以实干实绩走好高质量发展之路。

ESG Score Industry Ranking:
1 / 134 (资本市场)

ESG Rating Distribution(资本市场)

AAA

6.72%

16.42%

18.66%

BBB

44.78%

9.70%

2.24%

CCC

Trend of Rating

About Wind ESG Rating

Wind has developed a rigorous rating methodology based on the core connotations of ESG, aligning with international standards and frameworks, and incorporating the characteristics of Chinese companies, to assess the company's essential ESG performance, risk and its ability to operate sustainably.

Focusing on the ESG risks and opportunities of each industry, the companies are rated on a AAA-CCC scale relative to the performance of their industry peers. Wind ESG rating is updated annually or in response to major changes.

The Wind ESG Rating Issuer Communication Platform (esg.wind.com.cn) is now available. Rated companies can access their detailed rating information through this platform, and communicate with or provide feedback to the Wind ESG Rating team regarding specific rating components. For any additional questions, please feel free to send an email to GR.ESG@wind.com.cn.

ESG Score

ESG Score：8.60Updated on 2026-10-29

08.6010

Management & Practices Score：5.73Updated on 2026-10-16

05.737

Controversies Score：2.87Updated on 2026-10-29

02.873

ESG Score Comparison

Indicator	Company Score	Industry Average	Weight
Environmental	7.82	3.01	19.86%
Social	8.24	3.86	49.47%
Governance	8.36	6.27	30.68%

Wind ESG Rating Framework

Building on the foundation of domestic and international ESG policies and standards, our proprietary ESG rating framework considers the development of Chinese capital market and integrates the characteristics of the Chinese companies in various industries. The Wind ESG Rating framework is composed of management & practice and controversies assessment, including:

500+ management & practices indicators, covering E, S and G pillars, reflecting long-term ESG fundamental impacts
1,200+ risk labels, covering news, regulatory penalties and lawsuits, reflecting impact of short-term risks

Management & practice score is the weighted summation of E, S and G pillar scores. The weights reflect both the relative impact of each issue within each industry and the negative or positive contribution of each industry to the environment and society relative to other industries.

Controversies score and ESG score are updated daily, E, S and G pillar scores and management & practice score are updated with underlying data, corresponding data are released on various channels, including Wind Financial Terminal.

Explore More

Wind ESG Rating Methodology.pdf1,198KB Wind ESG Ratings FAQs.pdf755KB

More Details

Peer Comparison(134 companies in the industry) ?

Ranking	Code	Security Name	ESG Rating	ESG Score	Controversies Score	Management & Practices Score	Environmental	Social	Governance
1	600369.SH	西南证券	AA	8.60	2.87	5.73	7.82	8.24	8.36
2	000166.SZ	申万宏源	AA	8.52	3.00	5.52	7.45	7.77	8.38
3	601211.SH	国泰海通	AA	8.29	2.71	5.58	8.15	7.60	8.45
4	600958.SH	东方证券	AA	8.11	2.95	5.16	7.37	7.23	7.58
5	600918.SH	中泰证券	AA	8.09	2.81	5.28	7.91	7.43	7.46
5	601688.SH	华泰证券	AA	8.09	2.92	5.17	7.38	7.15	7.79
7	600999.SH	招商证券	AA	8.07	2.90	5.17	7.49	7.07	7.80
8	600909.SH	华安证券	AA	8.03	2.63	5.40	7.16	7.79	7.93
9	600109.SH	国金证券	A	7.94	2.92	5.03	5.94	7.08	8.15
10	600927.SH	永安期货	A	7.93	2.95	4.98	6.50	7.02	7.69